We assist any kind of regulated entities in any matter involving regulatory aspects, using our specialized knowledge in a wide range of regulated fields, from financial regulations to anti-money laundering, corporate governance and data protection.
Our firm advises on regulatory aspects related to a wide variety of transactions, assisting our clients in dealing with authorities, managers, investors and any third party involved in a specific transaction.
4 Speculative areas
In the regulatory law maze we will be your Ariadne's thread
Be guided through regulatory fields.
3 Guiding principles
The studio's collaborative system allows a streamlined approach to complex issues
- International awareness
- Proven Process Framework
- Thorough and ceaseless study
1 Goal
Be competent and knowledgeable for your sake
Financial Regulatory
We assist banks, insurance companies, funds (including hedge funds) and all kinds of financial institutions in a full range of financial regulatory matters. Our advice ranges from the application of TUF/TUB set of rules to the secondary regulations implementing such provisions, such as regulations, guidelines and decisions issued by the relevant competent authorities.
We also have relationships with Italian and foreign supervising authorities as well as regulated stock exchanges and multilateral trading facilities.
In this sector, we are able to assist our clients with our in-depth knowledge of the relevant set of rules and the continual updating of our knowledge in the financial regulatory field, in collaboration with our Banking & Finance and Litigation Departments.
In particular we assist our clients on Private Clients matters related to:
#capital requirements #entities’ resolution #disclosure rules #market abuse #related parties’ transactions #regulated entities constitution and authorisation process #investment services #funds’ regulations #EMIR #remuneration policies and incentive #remuneration plans dedicated to employees #derivatives #capital markets transactions